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Last updated: 9 June 2023

Privacy Policy

Caldera Capital Pty Ltd ("Caldera Capital", "we", "our", or "us") is committed to protecting the privacy and security of the personal information we collect, hold, and process. This Privacy Policy outlines how we collect, use, disclose, store, and manage personal information in compliance with the Privacy Act 1988 (Cth) and the Australian Privacy Principles (APPs).

1. Scope

This Privacy Policy applies to all personal information collected by Caldera Capital from individuals, including through our website, services, and any other means, regardless of their location.

2. Collection of Personal Information

We collect personal information that is reasonably necessary for our business activities, such as providing investment banking, corporate advisory, and management consulting services. Personal information we may collect includes, but is not limited to:

  • Name
  • Contact details (e.g., email address, phone number, postal address)
  • Employment history and professional details
  • Financial information
  • Corporate finance-related parameters
  • Sensitive information, if applicable and only with your express consent or as permitted by law

We collect personal information directly from you, from third parties with your consent or where otherwise permitted by law, and from publicly available sources where the information is relevant to our business activities and you would reasonably expect us to collect it.

3. Use and Disclosure of Personal Information

We use and disclose your personal information for the primary purpose for which it was collected, such as providing our services, communicating with you, and managing our relationship with you. We may also use your personal information for a secondary purpose that is related to the primary purpose and reasonably expected by you, or as required or permitted by law.

We may disclose your personal information to our affiliates, service providers, and professional advisers, such as lawyers and accountants, as necessary to carry out our business activities or to comply with legal obligations.

We will not use or disclose your personal information for direct marketing purposes without your consent, and you have the right to opt-out of receiving marketing communications at any time.

4. Business Communications and Opportunities

As a corporate finance and management consulting firm, we regularly identify industry-specific opportunities that may align with your business interests. We may reach out proactively to acquaint you with such prospects, including but not limited to the services we provide, our clients, and businesses we're building or advising. Your engagement with us implies your consent for us to use your contact information for these business communications. If you wish to opt-out or have us cease further outreach, please advise us promptly by replying to the email you received, and we will respect your preferences.

5. Cross-border Disclosure

We may disclose your personal information to recipients located outside Australia, such as service providers or other parties as necessary for our business operations. When transferring your personal information overseas, we take reasonable steps to ensure that the recipients comply with the Australian Privacy Principles or are subject to similar privacy laws, such as by entering into contractual arrangements or ensuring the recipient is located in a country with adequate data protection laws.

6. Data Quality, Security, and Retention

We take reasonable steps to ensure the personal information we collect, hold, use, and disclose is accurate, up-to-date, complete, and relevant. We implement appropriate security measures to protect your personal information from misuse, interference, loss, unauthorised access, modification, or disclosure. We retain your personal information for as long as reasonably necessary for the purposes for which it was collected or as required by law, after which we take reasonable steps to securely destroy or permanently de-identify it.

7. Data Breaches

In the event of a data breach that is likely to result in serious harm to individuals whose personal information is involved, we will promptly notify the affected individuals and the Office of the Australian Information Commissioner (OAIC) in accordance with the Privacy Act 1988 (Cth). We will also investigate the breach, take steps to mitigate any harm, and implement measures to prevent future breaches.

8. Access and Correction

You have the right to access the personal information we hold about you and request corrections if you believe it is inaccurate, incomplete, or out-of-date. To make an access or correction request, please contact us using the details provided below. We may require proof of your identity before granting access or making corrections.

9. Anonymity and Pseudonymity

Where lawful and practicable, you have the option to remain anonymous or use a pseudonym when dealing with us. However, in most cases, it will be impracticable for us to provide our services or conduct our business activities without collecting your personal information.

10. Complaints

If you have a complaint about our handling of your personal information, please contact us using the details provided below. We will investigate your complaint and respond to you within a reasonable timeframe. If you are not satisfied with our response, you may lodge a complaint with the Office of the Australian Information Commissioner (OAIC).

11. Changes to this Privacy Policy

We may update this Privacy Policy from time to time to reflect changes in our practices, services, or legal requirements. We will notify you of any significant changes by posting an updated version of the policy on our website, and the changes will take effect from the date of posting.

12. Contact Us

If you have any questions, concerns, or requests relating to this Privacy Policy or our handling of your personal information, please contact us at: feedback@calderacapital.com.au

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At Caldera Capital, we respect and value every enquiry we receive. We will do our best to assist you or, at the very least, guide you in the right direction.

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